Accountable to the board of directors for all activities of the company. Directs the company in establishing long-term plans, strategy and policy.
Master in Economics, Soochow University, Taiwan
Ph.D., Department of Electrical Engineering, National Tsing Hua University, R.O.C.
Name of the Internal Policy | Date of Amendment |
---|---|
Operating Procedures for Handling Internal Material Information and Preventing Insider Trading | Amended and adopted by Board of Directors on Feb 24, 2023 |
Approval for Non-assurance Services Provided by the Independent Auditor Policy | Amended and adopted by Board of Directors on Feb 24, 2023 |
Organizing Rules of the Corporate Governance and Sustainable Development Committee | Amended and adopted by Board of Directors on Mar 28, 2023 |
Policy for Managing Legal Matters | Amended and adopted by the President on Mar 29, 2023 |
Intellectual Property Rights Management Manual | Amended and adopted by Chairman on Apr 10, 2023 |
Administrative Measures for Trademark Application and Use | Amended and adopted by Chairman on Apr 10, 2023 |
Measures of Information Management | Amended and adopted by the President on Apr 19, 2023 |
Intellectual Property Internal Audit Procedures | Amended and adopted by Chairman on April 19, 2023 |
Memorandum & Articles of Association | Amended and approved by shareholders’ meeting on May 24, 2023 |
Corporate Sustainable Development Best Practice Principles | Amended and adopted by Board of Directors on Aug 29, 2023 |
Corporate Governance Best-Practice Principles | Amended and adopted by Board of Directors on Aug 29, 2023 |
Procedures for Applications of Trading Halt and Resumption of Dealings | Amended and adopted by Board of Directors on Nov 10, 2023 |
Human Rights Policy | Amended and adopted by Board of Directors on Dec 15, 2023 |
Item | Description |
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Results of legal compliance self-examination | According to the Requirements of the laws and regulations applicable to listed companies, legal compliance has become a crucial part of internal. The Company and its subsidiaries completed the self-examination and self-assessment of legal compliance for the year 2023, in which neither material deficiencies nor illegal matters have been found. |
Legal compliance on business operations and activities |
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Legal Compliance on new business and products |
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Training on legal compliance for reducing the legal risk of business operation |
Training on following subjects:
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Legal Compliance on Personal Information Protection Policy |
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The Company is planning to integrate education and training programs, including ethical management, personal information protection, and insider-trading prevention via e-Learning system, and establish Learning Plan for every employee in the e-Learning System, and every employee shall retake such training every three years.
In 2023, the company has completed 6710 times of the following training, including but not limited to Anti-Money Laundering, ethical corporate management and legal compliance (prevention of insider trading), human rights protection and gender equality, and personal information protection:
Authority | Course | Times | Total Hours |
---|---|---|---|
Legal Dept. | Ethical Corporate Management Best Practice Principles | 1342 | 470 |
Legal Dept. | Personal Information Protection Act | 1342 | 403 |
Legal Dept. | Say NO to Sexual Harassment at Workplace | 1342 | 1208 |
AML Dept. | Introduction to Anti-Money Laundering | 1342 | 174 |
AML Dept. | Case Study of Anti-Money Laundering | 1342 | 268 |
In order to expand the business of the Company, 111 product compliance trainings have been held by Legal Department and CFC’s Legal Consulting Department.
The Company requires their director and senior management to issue a statement of Integrity Statements. This Statement will serve as a necessary document for the inauguration of new director and senior management, in order to actively implement the commitment to the integrity management policy. Directors 、 Senior Management
Major Resolutions